Securities & Insider Trading

6+ hour, 14+ min ago   (280+ words) From foundational training to advanced certifications – build the skills that move your career, and the fight against financial crime, forward. Stay connected. From local Chapter meetups to The Assembly in your region, ACAMS events bring together the AFC community to…...

7+ hour, 5+ min ago   (492+ words) In an apparent case of affinity fraud, the Securities and Exchange Commission last week charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network and I Wealth Network, for allegedly raising approximately $16 million from more than…...

2+ hour, 7+ min ago   (187+ words) The dispute arose from a transaction agreement under which Cobalt Falcon transferred management and control of an investment fund to AXS Investments. In exchange, AXS agreed to make monthly payments of $74,062.45 to Cobalt Falcon in perpetuity. When AXS allegedly ceased…...

2+ hour, 49+ min ago   (26+ words) Law360 Desktop Metal Noteholders Hit Nano With $115M Fraud Suit To view the full article, register now....

4+ hour, 56+ min ago   (571+ words) South Korean prosecutors are seeking arrest warrants for eight current and former petrochemical executives as authorities widen an investigation into alleged price coordination that prosecutors say generated illicit gains worth several trillion won. The Seoul Central District Prosecutors Office requested…...

2+ hour, 49+ min ago   (125+ words) Desktop Metal Noteholders Hit Nano With $115M Fraud Suit Law360 Law360 | The Practice of Law Law360 Authority | Deep News & Analysis Law360 Pulse | The Business of Law Desktop Metal Noteholders Hit Nano With $115M Fraud Suit By Emlyn Cameron · September 14, 2026, 4:33 PM EDT /bankruptcy-authority/tracked_cases?case_id=688d3adac9bba03bccb47962&case_title=Desktop+Metal%2C+Inc.+and…...

5+ hour, 13+ min ago   (48+ words) Yahoo Paid brokers are now offering felons a path to be pardoned by President Trump, a CBS News investigation shows. CBS News' Gabe Kaminsky and Daniel Klaidman have more on their 60 Minutes report....

21+ hour, 14+ min ago   (333+ words) NEW DELHI: A network of unregulated mobile loan applications promising instant cash, several of them running from beyond borders, are targeting the blue-collar workforce and trapping daily-wage earners in cycles of debt and extortion. A TMS investigation, involving direct interaction…...

1+ day, 2+ hour ago   (416+ words) carlsonlaw.com Paul Sweeney: $150K Complaint Against Kingsview Advisor A recent investor complaint against Wintersville, Ohio financial advisor Paul Sweeney (CRD# 6289017) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that…...

1+ day, 54+ min ago   (989+ words) Ray Polisteski said he is waiting for a third internal review of his account activity in response to his escalated complaint.Kelsey McMillan/The Globe and Mail A TD Direct Investing customer says criminals liquidated more than $230,000 of his investments,…...